Shelly M Maas
Investment adviser representative at Sunrise Financial Services LLC
14 yearsExperience
2 statesRegistered in
$151.2MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Madison Avenue Securities, LLCAug 2022 to now
- Sunrise Financial Services LLCAug 2022 to now
- Empower Advisory Group, LLCNov 2021 to Aug 2022
- Gwfs Equities, IncNov 2021 to Aug 2022
- UnemployedJun 2021 to Oct 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2012 to May 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Sunrise Financial Services LLC
$151.2MAssets managed
271Clients
3Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2750543
- Firm CRD
- 325955