Warren Davis Waters
Investment adviser representative at LPL Financial LLC
19 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
Are you Warren Davis Waters? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- LPL Financial LLCMay 2023 to now
- Cetera Advisors LLCSep 2022 to May 2023
- Sageview Advisory Group, LLCSep 2021 to May 2023
- First Allied Advisory Services, IncJan 2018 to May 2023
- First Allied Securities, Inc.Jan 2018 to Sep 2022
- Jimmy LeeMay 2017 to Dec 2017
- Various Insurance Carriers for W & R Insurance AgenciesMay 2017 to Nov 2017
- Waddell & Reed IncMay 2017 to Nov 2017
- UnemployedJan 2017 to May 2017
- Garrett Investment Advisors, LLCJun 2015 to Jan 2017
- InnovexFeb 2007 to Dec 2016
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2750052
- Firm CRD
- 6413