Kimberly B Sparks
Investment adviser representative at William Joseph Capital Management, Inc.
10 yearsExperience
1 stateRegistered in
$694.3MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- William Joseph Capital Management, Inc.Oct 2025 to now
- UnemployedJun 2025 to Oct 2025
- First Command Financial Services, IncMar 2025 to Jun 2025
- UnemployedDec 2024 to Mar 2025
- Cetera Investment Advisers LLCDec 2015 to Dec 2024
- Cetera Investment Services LLCDec 2015 to Dec 2024
- Cetera Advisor Networks LLCDec 2015 to Nov 2018
- Cetera Advisors LLCDec 2015 to Nov 2018
- Cetera Financial Specialists LLCDec 2015 to Nov 2018
- First Allied Securities, Inc.Dec 2015 to Nov 2018
- Summit Brokerage Services, Inc.Dec 2015 to Nov 2018
- Girard Securities, Inc.Dec 2015 to Nov 2017
- Legend Equities CorporationDec 2015 to Dec 2016
- Vsr Financial Services, Inc.Dec 2015 to Dec 2016
- Investors Capital Corp.Dec 2015 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 1 state (SC).
William Joseph Capital Management, Inc.
$694.3MAssets managed
1,879Clients
29Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2748868
- Firm CRD
- 226535