Thomas J Dowd
Investment adviser representative at Wells Fargo Advisors
11 yearsExperience
1 stateRegistered in
$671.4BFirm assets
36 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
11 years in the industry.
- Wells Fargo Clearing Services, LLC.Aug 2025 to now
- LPL Financial LLCMay 2022 to Aug 2025
- Cuna Brokerage Services, Inc.Jul 2018 to May 2022
- Cuna Mutual GroupJul 2018 to May 2022
- UnemployedFeb 2018 to Jul 2018
- Cuna Brokerage Services, Inc.Aug 2017 to Feb 2018
- Cuna Mutual GroupAug 2017 to Feb 2018
- UnemployedSep 2015 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (FL).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2747914
- Firm CRD
- 19616