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Thomas William Cox

Investment adviser representative at Canaccord Genuity Wealth Management
21 yearsExperience
1 stateRegistered in
$135.5MFirm assets
10 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

21 years in the industry.

  1. Canaccord Genuity Wealth Management (USA) Inc.Feb 2018 to now
  2. Canaccord Capital CorporationDec 2005 to now
  3. Canaccord Capital Corporation USA Inc.Dec 2005 to now

Exams passed

  • Series 63 · Uniform Securities Agent State Law1996
  • Series 65 · Uniform Investment Adviser Law2016

State registrations

Registered as an investment adviser representative in 1 state (CA).

Canaccord Genuity Wealth Management

Legal name: Canaccord Genuity Wealth Management (USA) Inc.

$135.5MAssets managed
80Clients
12Advisers
10 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2744412
Firm CRD
7449
Advisor's SEC record (opens in a new tab)
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