Lee Edward Hopper
Investment adviser representative at Principal Securities, Inc.
31 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
31 years in the industry.
- Principal Life Insurance CompanyOct 2023 to now
- Principal Securities, Inc.Oct 2023 to now
- Hopper Financial Group, Inc.Jul 1997 to now
- The O.N. Equity Sales CompanyDec 2003 to Oct 2023
- Financial Independence Planning Group, Inc.Jan 1998 to Oct 2023
- Blanton Hopper & AssociatesSep 1995 to Oct 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 1 state (NC).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2738599
- Firm CRD
- 1137