Jorick Kenneth Gaines
Investment adviser representative at Transamerica Financial Advisors, LLC
25 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
25 years in the industry.
- Heartland Institute of Financial EducationAug 2025 to now
- Inheritguard, LLCAug 2024 to now
- Nevada Solar EnergyJul 2024 to now
- Champion Health, Inc.Dec 2023 to now
- Lspn Pro LLCSep 2023 to now
- College Loan FreedomMay 2020 to now
- NetlawJan 2019 to now
- Transamerica Financial Advisors, IncJan 2012 to now
- WealthwaveJan 2012 to now
- Fryar Insurance Services & Risk ManagementApr 2010 to now
- WfgiaJun 2001 to now
- Coast To Coast RealityJan 2001 to now
- CeleroApr 2022 to Sep 2023
- Visionary Inc.Oct 2021 to May 2022
- Business Network IntlSep 2020 to Sep 2021
- Mpowering America, LLCJun 2020 to Feb 2022
- Dickinson InsuranceApr 2020 to Sep 2023
- LyftOct 2018 to Sep 2023
- I-isure MeJul 2018 to Mar 2020
- UberFeb 2017 to Sep 2023
- Financial Education ServicesJan 2014 to Nov 2019
- Debtmerica ReliefNov 2012 to Mar 2022
- Word & Brown General AgencyMay 2012 to Jan 2018
- Realty World - ColiseumSep 2009 to Jan 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 2 states (CA, NC).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2738289
- Firm CRD
- 16164