Kathy Ann Russo
Investment adviser representative at Raymond James & Associates, Inc.
20 yearsExperience
2 statesRegistered in
$501BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Raymond James & Associates, Inc.Aug 2026 to now
- RBC Capital Markets, LLCJun 2025 to Aug 2026
- UBS Financial Services Inc.Nov 2022 to Jun 2025
- Fidelity InvestmentsSep 2021 to Nov 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2006 to Sep 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 2 states (CT, FL).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2732947
- Firm CRD
- 705