Lisa L Smith
Investment adviser representative at Nine30 Advisors LLC
12 yearsExperience
2 statesRegistered in
$654.6KFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Atomic VaultsApr 2025 to now
- Consensus Securities LLCApr 2025 to now
- Investing OnlineApr 2025 to now
- Northbound SecuritiesApr 2025 to now
- Republic PartnersApr 2025 to now
- Axis Capital USA, LLCJan 2025 to now
- Market Securities LLCJan 2025 to now
- Nine30 Advisors LLCDec 2024 to now
- Revolut Securities IncDec 2024 to now
- Revolut Wealth Inc.Dec 2024 to now
- Weild & Co.Apr 2022 to now
- Bison Wealth, LLCMar 2022 to Apr 2024
- Kalos Capital, IncDec 2014 to Feb 2022
- Kalos ManagementDec 2014 to Feb 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 2 states (GA, NY).
Nine30 Advisors LLC
$654.6KAssets managed
140Clients
1Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2691076
- Firm CRD
- 326596