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Christopher Basque

Investment adviser representative at Cambridge Investment Research Advisors, Inc.
10 yearsExperience
1 stateRegistered in
$138.7BFirm assets
21 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Market timing
  • Seminars and workshops

Experience

10 years in the industry.

  1. Cambridge Investment Research Advisors, Inc.Nov 2024 to now
  2. Cambridge Investment Research, IncNov 2024 to now
  3. UnemployedJun 2024 to Sep 2024
  4. Charles SchwabMar 2024 to May 2024
  5. UnemployedAug 2023 to Feb 2024
  6. Triad Advisors LLCFeb 2022 to Jul 2023
  7. Fidelity InvestmentsApr 2021 to Jan 2022
  8. UnemployedJan 2021 to Mar 2021
  9. Assetmark Brokerage, LLCAug 2020 to Dec 2020
  10. Charles Schwab & Co., Inc.Jul 2020 to Aug 2020
  11. UnemployedMay 2020 to Jun 2020
  12. Strategic Staffing SolutionsMar 2020 to Apr 2020
  13. USAA Financial Advisors IncMar 2020 to Apr 2020
  14. USAA Investment Management CompanyMar 2020 to Apr 2020
  15. UnemployedAug 2019 to Feb 2020
  16. VeritudeMay 2019 to Jul 2019
  17. UnemployedMar 2019 to Apr 2019
  18. Raymond James Financial Services Advisors Inc.Apr 2017 to Feb 2019
  19. UnemployedFeb 2017 to Mar 2017
  20. Morgan StanleyJun 2016 to Jan 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law1996
  • Series 66 · Uniform Combined State Law2007

State registrations

Registered as an investment adviser representative in 1 state (AZ).

Cambridge Investment Research Advisors, Inc.

$138.7BAssets managed
361,213Clients
3,884Advisers
21 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2687153
Firm CRD
134139
Advisor's SEC record (opens in a new tab)
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