Robert Alan Lockery
Investment adviser representative at Ganim Private Wealth
10 yearsExperience
1 stateRegistered in
$238.6MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
10 years in the industry.
- Ganim Private WealthJul 2017 to now
- Gfs Wealth Management Advisors Inc. dba Ganim FinancialJul 2017 to now
- Ganim FinancialAug 2016 to now
- Kestra Investment Services, LLCSep 2016 to Feb 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 1 state (CT).
Ganim Private Wealth
Legal name: Gfs Wealth Management Advisors, Inc.
$238.6MAssets managed
50Clients
5Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2687139
- Firm CRD
- 285679