Therese M Stockenberg
Investment adviser representative at Transamerica Retirement Advisors, LLC
16 yearsExperience
1 stateRegistered in
$18.8BFirm assets
33 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Transamerica Retirement Advisors, LLCNov 2024 to now
- Transamerica Investors Securities CorporationNov 2024 to now
- Transamerica Life Insurance CompanyOct 2024 to now
- Morgan Stanley Smith Barney LLCOct 2020 to Oct 2024
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2019 to Oct 2020
- Morgan Stanley Smith Barney LLCDec 2018 to Nov 2019
- UnemployedJan 2017 to Dec 2018
- Diversified Investment AdvisorsJul 2010 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (GA).
Transamerica Retirement Advisors, LLC
$18.8BAssets managed
212,722Clients
303Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2686905
- Firm CRD
- 107319