Germaine Louise Broussard
Investment adviser representative at Arete Wealth Advisors, LLC
17 yearsExperience
4 statesRegistered in
$2.7BFirm assets
17 yearsFirm in business
Are you Germaine Louise Broussard? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Arete Wealth Advisors, LLCFeb 2017 to now
- Arete Wealth Management, LLCFeb 2017 to now
- Morgan Stanley Private Bank, National AssociationJan 2015 to Jan 2017
- Morgan Stanley Smith BarneyJun 2009 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 4 states (DC, FL, PA, VA).
Arete Wealth Advisors, LLC
$2.7BAssets managed
5,426Clients
143Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2684038
- Firm CRD
- 145488