Kevin James Cicci
Investment adviser representative at Cwm, LLC
15 yearsExperience
3 statesRegistered in
$50.6BFirm assets
15 yearsFirm in business
Are you Kevin James Cicci? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Dc Advisors, LLCAug 2020 to now
- Cwm, LLCSep 2019 to now
- Cetera Wealth Services, LLCSep 2019 to now
- Cwm, LLC dba Carson Group PartnersSep 2019 to now
- Bushwood TrustSep 2019 to Apr 2024
- Pangea WealthSep 2019 to Feb 2022
- LPL Financial LLCDec 2011 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 3 states (MA, NH, TX).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2682323
- Firm CRD
- 155344