Ramona Gayle Rechtin
Investment adviser representative at Spc
20 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- SpcOct 2024 to now
- Parkland Securities, LLCOct 2024 to now
- Sigma Planning CorpOct 2024 to now
- UnemployedJun 2024 to Sep 2024
- Fidelity Personal and Workplace AdvisorsJul 2018 to Jun 2024
- Fidelity InvestmentsSep 2006 to Jun 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (KY).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2682277
- Firm CRD
- 110692