Richard Mark Moore
Investment adviser representative at Transamerica Financial Advisors, LLC
25 yearsExperience
2 statesRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
25 years in the industry.
- LegalshieldJun 2026 to now
- Prestige Benefits & InsuranceceSep 2022 to now
- WealthwaveJan 2022 to now
- Cornerstone Benefits and Insurance, LLCOct 2020 to now
- AuthorSep 2018 to now
- Richard Mark Moore ??" Rental Property OwnerMay 2015 to now
- Toastmasters InternationalJan 2015 to now
- Transamerica Financial Advisors, IncJan 2012 to now
- WfgiaJun 2001 to now
- Nuvo Health (medicare Hub) Independent Medicare BrokerMay 2021 to Dec 2023
- Richard M Moore/owner of Rental PropertyJan 2016 to Nov 2021
- Debtmerica, LLCFeb 2011 to Feb 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 2 states (CA, NV).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2664268
- Firm CRD
- 16164