Joseph M Brooks
Investment adviser representative at Sapere Wealth Management, LLC
18 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$604.8MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Sapere Wealth Management, LLCMay 2024 to now
- John R MclaughlinApr 2021 to now
- Thomas Tartt BrownApr 2021 to now
- Northwestern Mutual Wealth Management CompanyNov 2018 to now
- John GarwoodOct 2018 to now
- Northwestern Mutual Investment Services LLCOct 2018 to now
- Robert DaytonOct 2018 to now
- NfpDec 2008 to Oct 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 1 state (NC).
Sapere Wealth Management, LLC
$604.8MAssets managed
240Clients
7Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2664035
- Firm CRD
- 119598