Jose Baez
Investment adviser representative at HSBC Securities (USA) Inc.
10 yearsExperience
1 stateRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- HSBC Securities (USA) Inc.Apr 2026 to now
- CitigroupFeb 2025 to Apr 2026
- UnemployedOct 2024 to Jan 2025
- Benchmark Financial Wealth AdvisorsNov 2023 to Sep 2024
- UnemployedSep 2023 to Oct 2023
- JPMorgan Chase Bank NAJun 2021 to Sep 2023
- JPMorgan Securities LLCJun 2021 to Sep 2023
- JPMorgan Chase Bank NANov 2016 to May 2021
- JPMorgan Securities LLCNov 2016 to May 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (FL).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2663826
- Firm CRD
- 19585