Leigh Ann Poggio
Investment adviser representative at Guggenheim Partners Investment Management, LLC
14 yearsExperience
3 statesRegistered in
$240.7BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
14 years in the industry.
- Guggenheim Funds Distributors, LLCApr 2015 to now
- Guggenheim Partners Investment Management, LLCMay 2013 to now
- Guggenheim InvestmentsMar 2012 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 3 states (CA, NY, TX).
Guggenheim Partners Investment Management, LLC
$240.7BAssets managed
440Clients
3Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2660890
- Firm CRD
- 137432