James Ronald Welch
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Commerce BankApr 2026 to now
- LPL Financial LLCApr 2026 to now
- Cetera Investment Advisers LLCSep 2020 to Apr 2026
- Cetera Investment Services LLCSep 2020 to Apr 2026
- Regions BankSep 2020 to Apr 2026
- Pruco SecuritiesDec 2019 to Sep 2020
- The Prudential Insurance Company of AmericaDec 2019 to Sep 2020
- First BankOct 2018 to Dec 2019
- Infinex Investments, Inc.Oct 2018 to Dec 2019
- Cuna Brokerage ServicesFeb 2013 to Oct 2018
- Cuna Mutual GroupFeb 2013 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law1995
State registrations
Registered as an investment adviser representative in 1 state (MO).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2659166
- Firm CRD
- 6413