Leaann Michalle Moore
Investment adviser representative at Principal Securities, Inc.
37 yearsExperience
3 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
37 years in the industry.
- Principal Securities, Inc.Jul 2018 to now
- Midlands FinancialJul 2018 to now
- Principal Life Insurance CompanyJul 2018 to now
- Unico Group Inc.Sep 2014 to now
- Unico Midlands, LLCNov 2012 to now
- Acacia Life InsuranceOct 2003 to Jul 2018
- Moore Properties IncMay 2000 to Oct 2018
- Ameritas Investment Corp.Aug 1995 to Jul 2018
- American Life Insurance Corp.Oct 1989 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 3 states (NE, SD, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2658201
- Firm CRD
- 1137