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Scott Edward Thaxton

Investment adviser representative at Cetera Investment Advisers LLC
28 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

28 years in the industry.

  1. Cetera Investment Advisers LLCNov 2025 to now
  2. Cetera Advisors LLCNov 2025 to now
  3. Carrthaxton Realty Trust, LLCJun 2024 to now
  4. Carrthaxton Financial Group, LLCFeb 2012 to now
  5. LPL Financial LLCMar 1998 to Sep 2025

Exams passed

  • Series 63 · Uniform Securities Agent State Law1995
  • Series 65 · Uniform Investment Adviser Law1995

State registrations

Registered as an investment adviser representative in 2 states (MA, TX).

Cetera Investment Advisers LLC

$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2657760
Firm CRD
105644
Advisor's SEC record (opens in a new tab)
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