John Wiliiam Broderick
Investment adviser representative at Charles Schwab & Co., Inc.
21 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
21 years in the industry.
- Charles Schwab Bank. SsbJun 2023 to now
- Charles Schwab and Co., Inc.Feb 2022 to now
- Mirasol Country ClubJan 2020 to now
- TD AmeritradeMar 2020 to Dec 2022
- UnemployedOct 2019 to Dec 2019
- Blue World PoolsApr 2019 to Oct 2019
- UnemployedJan 2019 to Mar 2019
- Bank of America,N.A.Jun 2011 to Dec 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2005 to Dec 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law1995
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2655243
- Firm CRD
- 5393