Thomas Michael Phillips
Investment adviser representative at Kiplinger Wealth Advisors
18 yearsExperience
1 stateRegistered in
$261.7MFirm assets
2 yearsFirm in business
Are you Thomas Michael Phillips? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Private Client ServicesSep 2025 to now
- Kiplinger Wealth AdvisorsAug 2025 to now
- LPL Financial, LLCMay 2021 to Aug 2025
- First Allied Advisory Services, Inc.May 2008 to May 2021
- First Allied Securities, Inc.May 2008 to May 2021
Exams passed
- Series 65 · Uniform Investment Adviser Law1995
- Series 63 · Uniform Securities Agent State Law1995
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (OH).
Kiplinger Wealth Advisors
Legal name: Kiplinger Investment Advisors, LLC.
$261.7MAssets managed
434Clients
5Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2650010
- Firm CRD
- 116726