James Joseph Toddy
Investment adviser representative at United Planners' Financial Services of America A Limited Partner
14 yearsExperience
2 statesRegistered in
$12.8BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
14 years in the industry.
- Estate Documents ProJan 2024 to now
- James Joseph ToddyJan 2024 to now
- United Planners' Financial Services of America A Limited PartnerDec 2023 to now
- United PlannersDec 2023 to now
- Arete Wealth Advisors, LLCMar 2023 to now
- Center Street Advisors, Inc.Apr 2015 to Mar 2023
- Center Street SecuritesJun 2012 to Dec 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 66 · Uniform Combined State Law2012
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
United Planners' Financial Services of America A Limited Partner
$12.8BAssets managed
30,369Clients
357Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2636687
- Firm CRD
- 20804