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Dion Lawrence Nickel

Investment adviser representative at Prime Capital Financial
20 yearsExperience
2 statesRegistered in
$39.1BFirm assets
9 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feePerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

20 years in the industry.

  1. Prime Capital FinancialAug 2017 to now
  2. Prime Capital Investment Advisors, LLCAug 2017 to now
  3. Cambridge Investment Research, IncJul 2010 to now
  4. Lawing Financial Inc.Aug 2006 to Oct 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law1996
  • Series 65 · Uniform Investment Adviser Law2006

State registrations

Registered as an investment adviser representative in 2 states (KS, TX).

Prime Capital Financial

Legal name: Prime Capital Investment Advisors, LLC

$39.1BAssets managed
23,965Clients
264Advisers
9 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2634439
Firm CRD
288712
Advisor's SEC record (opens in a new tab)
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