James Joseph Piangozza
Investment adviser representative at United Capital Financial Advisors
19 yearsExperience
3 statesRegistered in
CFA, CFP® certificationDesignations
$24.6BFirm assets
Are you James Joseph Piangozza? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Integrity Alliance, LLC.Nov 2025 to now
- United Capital Financial AdvisorsMay 2019 to now
- United Capital Financial Advisers, LLCMay 2019 to now
- Lion Street FinancialFeb 2024 to Nov 2025
- Goldman SachsJul 2019 to Nov 2023
- Total Financial Advisors, LLCMay 2007 to May 2019
Designations
- CFA
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law1996
- Series 63 · Uniform Securities Agent State Law2022
State registrations
Registered as an investment adviser representative in 3 states (CT, NY, TX).
United Capital Financial Advisors
Legal name: United Capital Financial Advisors, LLC
$24.6BAssets managed
25,510Clients
165Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2631630
- Firm CRD
- 134600