Tracy Hope Harlow
Investment adviser representative at Oakworth Asset Management, LLC
10 yearsExperience
1 stateRegistered in
$846.3MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Oakworth Asset Management, LLCMay 2026 to now
- Oakworth Capital BankJun 2024 to now
- Stonex Outsourced Services LLCAug 2022 to Jun 2024
- Stonex Advisors Inc.Sep 2021 to Jun 2024
- Stonex Financial IncSep 2021 to Jun 2024
- Stonex Group IncSep 2021 to Jun 2024
- Stonex Securities Inc.Sep 2021 to Jun 2024
- Cetera Investment Advisers LLCOct 2016 to Aug 2021
- Cetera Investment Services LLCOct 2016 to Aug 2021
- Regions BankOct 2016 to Aug 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 1 state (AL).
Oakworth Asset Management, LLC
$846.3MAssets managed
565Clients
18Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2629945
- Firm CRD
- 335388