Charles L. Failla
Investment adviser representative at Sovereign Financial Group, Inc.
27 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$1.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
27 years in the industry.
- Cps Elite Advisors Insurance ServicesJun 2017 to now
- Sovereign Realty One L.P.May 2014 to now
- Mill River One LLCJul 2013 to now
- Real EstateJul 2012 to now
- Insurance-non VariableNov 2003 to now
- Sovereign Financial Group, Inc.Aug 1999 to now
- Raymond James Financial Services Advisors, IncJan 2009 to Dec 2018
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 2 states (CT, TX).
Sovereign Financial Group, Inc.
$1.1BAssets managed
1,312Clients
22Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2628097
- Firm CRD
- 294314