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Janice Nicole Guinn

Investment adviser representative at Private Advisor Group, LLC
18 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$57.7BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

18 years in the industry.

  1. Private Advisor Group, LLCFeb 2022 to now
  2. Self-employed ParaplannerDec 2020 to Feb 2022
  3. Oppenheimer & Co. Inc.Jul 2008 to Dec 2020

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law2001
  • Series 66 · Uniform Combined State Law2018

State registrations

Registered as an investment adviser representative in 1 state (AZ).

Private Advisor Group, LLC

$57.7BAssets managed
170,206Clients
919Advisers
15 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2624925
Firm CRD
155216
Advisor's SEC record (opens in a new tab)
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