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Stephen Michael Hammers

Investment adviser representative at Planrock Wealth Strategies, LLC
11 yearsExperience
1 stateRegistered in
$71.1MFirm assets
6 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

11 years in the industry.

  1. Planrock Wealth Strategies, LLCJul 2026 to now
  2. Planrock�investment�management,�LLCJun 2019 to now
  3. Victory Capital AdvisersSep 2015 to Jun 2019
  4. Victory Capital ManagementMay 2015 to Jun 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law2005
  • Series 65 · Uniform Investment Adviser Law2026

State registrations

Registered as an investment adviser representative in 1 state (TN).

Planrock Wealth Strategies, LLC

Legal name: Planrock Investment Management, LLC

$71.1MAssets managed
55Clients
6Advisers
6 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2622537
Firm CRD
304803
Advisor's SEC record (opens in a new tab)
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