Walter James Hails
Investment adviser representative at Spc
12 yearsExperience
2 statesRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Parkland SecuritiesFeb 2020 to now
- SpcJan 2020 to now
- Sigma Financial CorporationJan 2020 to now
- Morgan StanleyMay 2019 to Oct 2019
- Morgan Stanley Private Bank, N.A.May 2019 to Oct 2019
- Sigma Financial CorporationMay 2019 to Oct 2019
- Charles Schwab & Co., Inc.May 2017 to May 2019
- Charles Schwab BankMay 2017 to May 2019
- Invictus Wealth Management, SecuritiesJan 2016 to May 2017
- Parkland SecuritiesSep 2014 to May 2017
- Sigma Financial CorporationSep 2014 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2000
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (MI, NY).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2618254
- Firm CRD
- 110692