Neil Joseph Farrell
Investment adviser representative at Farrell Financial
8 yearsExperience
1 stateRegistered in
$200.6MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
8 years in the industry.
- Farrell FinancialJul 2014 to now
- Arbor Point AdvisorsMay 2014 to Jul 2022
- Securities America IncMay 2014 to Jul 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (NY).
Farrell Financial
Legal name: Farrell Financial LLC
$200.6MAssets managed
233Clients
3Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2616378
- Firm CRD
- 321609