Carol Ann Schmidlin
Investment adviser representative at Prosperity Capital Advisors
32 yearsExperience
8 statesRegistered in
$4.4BFirm assets
15 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
32 years in the industry.
- Prosperity Capital AdvisorsJun 2023 to now
- C2p Capital Advisory Group D.B.A. Prosperity Capital AdvisorsJun 2023 to now
- Franklin Planning, LLC (D.B.A. for Advisory Business)Jul 1994 to now
- J.W. Cole Advisors, Inc.Apr 2019 to Jun 2023
- J.W. Cole Financial, Inc.Apr 2019 to Jun 2023
- Gf Investment Services, LLCJan 2013 to Apr 2019
- Global Financial Private CapitalJan 2013 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 8 states (CA, DE, FL, MD, NJ, PA, TX, VA).
Prosperity Capital Advisors
Legal name: C2p Capital Advisory Group, LLC
$4.4BAssets managed
7,548Clients
103Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2609764
- Firm CRD
- 156480