James Robert Ford
Investment adviser representative at LPL Enterprise, LLC
27 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
27 years in the industry.
- LPL Enterprise, LLCSep 2026 to now
- LPL Financial LLCMar 2026 to now
- LPL Financial LLCNov 2024 to Dec 2025
- N/aNov 2023 to Nov 2024
- Equitable Advisors, LLCSep 1999 to Nov 2023
- AXA Advisors, LLCSep 1999 to Jun 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 2 states (OK, SC).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2604212
- Firm CRD
- 8733