John Hammond Urner
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCApr 2025 to now
- B. Riley Wealth Advisors, Inc.Jul 2022 to Apr 2025
- B. Riley Wealth ManagementMay 2018 to Apr 2025
- Wunderlich Securities, Inc.May 2018 to May 2018
- Cetera Investment AdvisorsOct 2016 to May 2018
- Cetera Investment ServicesOct 2016 to May 2018
- F&m TrustOct 2016 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2005
State registrations
Registered as an investment adviser representative in 1 state (MD).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2603891
- Firm CRD
- 6413