John Patrick Dunphy
Investment adviser representative at Cwm, LLC
31 yearsExperience
1 stateRegistered in
$50.6BFirm assets
15 yearsFirm in business
Are you John Patrick Dunphy? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
31 years in the industry.
- Cwm, LLCJan 2025 to now
- Cetera Wealth Services, LLCJan 2025 to now
- Cwm, LLC dba Carson PartnersJan 2025 to now
- John Dunphy Financial PlanningJan 2025 to now
- Twin Pines Wealth Management, LLCJan 2025 to now
- John & Kolleen DunphyAug 2017 to now
- Osaic Wealth, Inc.Jun 2024 to Jan 2025
- Haussmann Financial, Inc.Aug 1996 to Jan 2025
- John DunphyFeb 1996 to Jan 2025
- Securities America, Inc.Aug 1995 to Jun 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 1 state (CA).
Cwm, LLC
$50.6BAssets managed
52,669Clients
658Advisers
15 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2603405
- Firm CRD
- 155344