Thomas Joseph Polito
Investment adviser representative at Citizens Securities, Inc.
11 yearsExperience
6 statesRegistered in
$12.9BFirm assets
23 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Citizens Securities, Inc.Aug 2022 to now
- Cetera Investment Advisers LLCJun 2021 to Aug 2022
- Cetera Investment Services LLCJun 2021 to Aug 2022
- Investors BankJun 2021 to Aug 2022
- LPL Financial LLCApr 2018 to Jun 2021
- New York Community BankApr 2018 to Jun 2021
- Capital One Sharebuilder, Inc.Jan 2015 to Apr 2018
- Sharebuilder 401kJan 2015 to Apr 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2012
State registrations
Registered as an investment adviser representative in 6 states (FL, NC, NJ, NY, PA, SC).
Citizens Securities, Inc.
$12.9BAssets managed
60,545Clients
705Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2601033
- Firm CRD
- 39550