Richard Williams Holmes
Investment adviser representative at Transamerica Financial Advisors, LLC
25 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
25 years in the industry.
- Lspn Pro LLCAug 2023 to now
- Champion Health, Inc.Jul 2023 to now
- College Loan FreedomJun 2020 to now
- Net Law Group Inc.Jun 2020 to now
- WealthwaveJan 2016 to now
- Transamerica Financial Advisors, LLCJan 2012 to now
- WfgiaJun 2001 to now
- Inheritguard, LLCSep 2024 to Feb 2026
- American Pacific Mortgage CorporationJul 2014 to Jun 2017
- Cal Alumni Club of SacramentoAug 2013 to Sep 2019
- Wm. F. Holmes CompanyFeb 2009 to Jan 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 1 state (CA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2600573
- Firm CRD
- 16164