Chris S Stocks
Investment adviser representative at Prospera Financial Services, Inc.
17 yearsExperience
2 statesRegistered in
$14.4BFirm assets
20 yearsFirm in business
Are you Chris S Stocks? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Prospera Financial Services, Inc.Jan 2022 to now
- Morgan Stanley Private Bank, N.A.Jan 2015 to Dec 2021
- Morgan Stanley Smith Barney LLCJun 2009 to Dec 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 66 · Uniform Combined State Law2011
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
Prospera Financial Services, Inc.
$14.4BAssets managed
18,584Clients
269Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2600346
- Firm CRD
- 10740