Scott Ward
Investment adviser representative at Independent Advisor Alliance, LLC
20 yearsExperience
1 stateRegistered in
$17.2BFirm assets
12 yearsFirm in business
Are you Scott Ward? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Independent Advisor Alliance, LLCAug 2023 to now
- First Community BankAug 2023 to now
- LPL FinancialAug 2023 to now
- Innovation PartnersOct 2022 to Jun 2023
- Foreside Fund Services, LLCJan 2018 to Oct 2022
- Rock Harbor LLCJan 2018 to Oct 2022
- Riversource Fund Distributors, Inc.May 2010 to Dec 2017
- Riversource InvestmentsMay 2010 to Dec 2017
- Columbia Management Advisors, LLCMar 2006 to Dec 2017
- Columbia Management GroupMar 2006 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2006
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (SC).
Independent Advisor Alliance, LLC
$17.2BAssets managed
45,002Clients
302Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2596454
- Firm CRD
- 168267