Sean Marcus Gallup
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
2 statesRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab & Co., Inc.Nov 2021 to now
- TIAAOct 2020 to Nov 2021
- TIAA-CREF Individual & Institutional Services, LLCOct 2020 to Nov 2021
- UnemployedMar 2020 to Oct 2020
- Fidelity Personal and Workplace AdvisorsJul 2018 to Mar 2020
- Fidelity Brokerage Services LLCSep 2013 to Mar 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 2 states (CO, TX).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2595753
- Firm CRD
- 5393