Joseph John Braut
Investment adviser representative at Santander Securities
26 yearsExperience
2 statesRegistered in
ChFC®, CFP® certificationDesignations
$3.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
26 years in the industry.
- Santander Securities, LLCFeb 2025 to now
- Santander Bank, NAFeb 2025 to now
- GenworthNov 2000 to now
- John HancockFeb 2000 to now
- LPL Enterprise, LLCNov 2024 to Feb 2025
- Prudential Insurance Company of AmericaAug 2021 to Feb 2025
- Pruco Securities, LLC.Aug 2021 to Nov 2024
- Citizens Securities, Inc.Aug 2018 to Aug 2021
- Bank of America, N.A.Oct 2010 to Aug 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2010 to Aug 2018
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (DE, PA).
Santander Securities
Legal name: Santander Securities LLC
$3.1BAssets managed
11,124Clients
160Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2595709
- Firm CRD
- 41791