Kristi Smith Dargan
Investment adviser representative at RBC Capital Markets, LLC
19 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- RBC Capital Markets, LLCApr 2024 to now
- Raymond James & Associates, IncMar 2022 to Apr 2024
- RBC Capital Markets, LLCFeb 2020 to Mar 2022
- Db USA Core Corporation (affiliate of Dbsi)Jan 2018 to Feb 2020
- Deutsche Bank Securities Inc.Apr 2007 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (MD, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2595451
- Firm CRD
- 31194