Joseph A Pallet
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCJan 2025 to now
- Lake Michigan Credit UnionJan 2025 to now
- Principal Life Insurance CompanyJul 2024 to Dec 2024
- Principal Securities, Inc.Jul 2024 to Dec 2024
- TravelingMar 2023 to Jul 2024
- Transamerica Retirement SolutionsMar 2017 to Mar 2023
- Independent Financial PartnersJun 2016 to Mar 2017
- LPL Financial, LLCDec 2015 to Mar 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (FL).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2595006
- Firm CRD
- 6413