Anthony John Pozzi
Investment adviser representative at Keating Financial Advisory Services
19 yearsExperience
2 statesRegistered in
$1.5BFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Keating Financial Advisory ServicesMay 2025 to now
- Raymond James Financial Services Advisors, IncJan 2009 to Jul 2025
- Raymond James Financial ServicesJul 2007 to Jul 2025
- Rockford Bank & Trust Co.Jul 2007 to Nov 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law1996
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Keating Financial Advisory Services
Legal name: Keating Financial Advisory Services, Inc.
$1.5BAssets managed
5,285Clients
25Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2577881
- Firm CRD
- 142772