Thomas Michael Northey
Investment adviser representative at Cetera Investment Advisers LLC
27 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
27 years in the industry.
- Strategize Tax Services LLCMar 2026 to now
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Crown Lift TrucksSep 2012 to now
- Tmna Wilwin CorpJan 1999 to now
- Avantax Advisory ServicesJun 2016 to Sep 2025
- Avantax Insurance Agency And/or Avantax Insurance ServicesSep 2015 to Sep 2025
- Avantax Investment Services, Inc.Sep 2015 to Sep 2025
- Avantax Insurance Agency, LLCSep 2015 to Dec 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 1 state (IL).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2577611
- Firm CRD
- 105644