Keith Alan Piken
Investment adviser representative at Capital Client Group, Inc.
15 yearsExperience
1 stateRegistered in
$0Firm assets
13 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Experience
15 years in the industry.
- Capital Client Group, Inc.Jan 2025 to now
- Capital Group / Capital Client Group, Inc.Dec 2023 to now
- Capital Group Private Client Services, Inc.Jul 2021 to Dec 2024
- Capital Group Companies - Capital Bank & Trust Co.Jan 2021 to Jul 2021
- Capital Group Companies - American Funds Distributors, Inc.Jan 2011 to Jan 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (CA).
Capital Client Group, Inc.
$0Assets managed
0Clients
606Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2576730
- Firm CRD
- 6247