Nathan Dean Moser
Investment adviser representative at LPL Financial LLC
16 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
16 years in the industry.
- LPL Financial LLCNov 2023 to now
- Axis Investment Management LLCJan 2015 to now
- Kelley and Sons LLCAug 2018 to Oct 2018
- Kris Kelly FarmsSep 2017 to Oct 2017
- Sherman Moser Investment Strategies TeamJun 2011 to Aug 2018
- Raymond James Financial Services Advisors Inc.Jun 2010 to Nov 2023
- Raymond James Financial Services, Inc.Jun 2010 to Nov 2023
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2004
- Series 65 · Uniform Investment Adviser Law2004
State registrations
Registered as an investment adviser representative in 1 state (ID).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2576003
- Firm CRD
- 6413