Susan K Roth
Investment adviser representative at Essex Financial Services, Inc.
21 yearsExperience
1 stateRegistered in
$4.2BFirm assets
23 yearsFirm in business
Are you Susan K Roth? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Essex Financial Services, Inc.Apr 2024 to now
- Susan Roth TrusteeDec 2013 to now
- Commonwealth Financial NetworkMar 2019 to Apr 2024
- Lobo & Pascale Wealth Management, LLCMar 2019 to Apr 2024
- United Planners' Financial Services of America a Limited PartnerAug 2018 to Mar 2019
- Westport Resources Investment ServicesJan 2017 to Jul 2018
- Lifeplan Wealth Management Group LLCSep 2015 to Jan 2017
- Planmember Securities CorporationSep 2015 to Jan 2017
- Advanced K9 DetectivesDec 2005 to May 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law1996
State registrations
Registered as an investment adviser representative in 1 state (CT).
Essex Financial Services, Inc.
$4.2BAssets managed
2,963Clients
33Advisers
23 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2574898
- Firm CRD
- 127549